How to become a stockbroker
Flex your knowledge of companies and industries to advise clients on stock investments.
Pathways to this career
- Study an accredited undergraduate degree in accounting, commerce, economics or finance.
- Already studied an undergraduate in a different field? Redirect your career or advance your existing skills with a postgraduate finance degree to qualify as a stock broker.
- Complete a licensing program from the Stock Brokers Association of Australia.
- Demonstrate your qualifications, experience and progression as a stockbroker to register with ASIC.
What does a stockbroker do?
Duties and tasks
- Buys, trades and sells orders based on research
- Daily studies and interprets data from a variety of resources to determine how a company is doing financially
- Maintains strong communication with clients regarding transactions and potential investment opportunities
- Manages peoples shares and makes financial decisions on their behalf
- Meets with clients to find out specifically their investment interest
- Promotes services to attract new customers
Professional bodies
- Australian Financial Markets Association
- Australian Securities and Investments Commission (ASIC)
- Finance Sector Union (National Office)
- Financial Services Institute of Australia
Related jobs
- Accountant
- Credit and loan officers
- Financial broker
- Financial dealer
- Financial investment adviser and manager
- Financial market dealers
- Future traders
Discover related degrees
Postgraduate ANU-ERE-GCE
Graduate Certificate of Environmental and Resource Economics
Undergraduate TAS-ECO-DEG
Available majors
- Industry, Policy and Business Strategy Major Subjects
- Society and Environment Major Subjects
Postgraduate ANU-ECP-MAS
Discover related subjects
Postgraduate CUR-SCP549
Postgraduate UNE-ECON406
Related degrees
Undergraduate USA-ECON1010
Related degrees
Step up your career with these resources
5 small business courses for self-starters
Whether you’re a small business owner or plotting away at a side hustle, there are many online business courses to choose from to help you get in touch with your entrepreneurial side and launch your ideas off the ground.
Humans of Open Universities Australia: Meet our Content Lead, Cat
A ‘braided river’ career path, a crystal ball moment from Bill Gates, and a heartfelt letter with complete disregard for the third wall—here's Cat.
How to negotiate a higher salary
Not sure what to say when negotiating your salary? Follow these tips from career strategist Kelly Magowan next time you need to make your case with an employer.
Is a career in project management right for you?
Do you get a kick out of thinking big and getting things done? You could make a great project manager.
We're here to guide you there
Our student advisors can assist you with enrolment, help you plan your studies, and answer questions about how studying through Open Universities Australia can get you from where you are today, to where you want to be tomorrow.